SEC Sanctions NY Atty For 'Improper Professional Conduct'

By Rose Krebs (March 22, 2024, 4:46 PM EDT) -- The U.S. Securities and Exchange Commission has barred a New York-based attorney from practicing before the agency, saying she engaged in "improper professional conduct" by failing to comply with a requirement that she not do further work for a two-year period for a company she had represented in proceedings....

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