JP Morgan Inks $200M CFTC Deal Over Supervision Failures

By Lauren Berg (May 23, 2024, 10:02 PM EDT) -- J.P. Morgan Securities LLC on Thursday agreed to pay a $200 million civil penalty to resolve charges from the U.S. Commodity Futures Trading Commission accusing the investment management company of more than a decade of trade surveillance failures, including failing to capture billions of orders on one venue....

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